Caldwell Balanced
Fund Price: $6.81 (as at July 29, 2010) 1-day chg: $-.0133 -0.20% YTD: -3.74%
Returns as at June 30, 2010
| Fund | Group Avg | Index* | |
|---|---|---|---|
| 1 Month | -0.16% | -1.79% | 0.04% |
| 3 Months | -4.39% | -5.67% | -1.96% |
| 6 Months | -2.50% | -4.32% | -2.27% |
| 1 Year | 4.44% | 6.51% | 1.02% |
| 2 Year Avg | -6.27% | -5.27% | -1.56% |
| 3 Year Avg | -4.40% | -6.15% | -3.52% |
| 4 Year Avg | 0.84% | -1.69% | -0.02% |
| 5 Year Avg | 4.11% | -0.11% | -0.07% |
| 10 Year Avg | 0.28% | 0.16% | -0.75% |
| 15 Year Avg | 3.22% | 4.40% | 4.18% |
| 20 Year Avg | - | 6.72% | 6.16% |
| Since Inception | 5.16% | - | - |
| 2009 | 17.46% | 19.19% | 2.75% |
| 2008 | -30.24% | -23.42% | -6.16% |
| 2007 | 7.62% | -2.17% | -7.77% |
| 3 year risk | 13.86 | 13.17 | 10.00 |
| 3 year beta | 0.57 | 0.76 | 1.00 |
*Blend: 60% MSCI World, 40% Barclays Cap
Growth of $10,000
Risk Measures as at June 30, 2010
Best/Worst 12 months (since inception)
| Best (ending Jul 97): | 38.90 |  |  |
| Worst (ending Feb 09): | -32.19 |  | |
Volatility meter (Based on 3 year standard deviation from Globefund.com)
Low
High Fund Objectives
The Fundamental investment objective of the Fund is to provide long-term capital appreciation in a balance fund while emphasizing overall preservation of capital. Investments in the Fund are in three basic categories: (1) approved core equities (2) income investments and (3) special situations. The balance between these categories will be based on economic and market conditions. The investment objective of the Fund may only be changed with the approval of unitholders at a meeting called for that purpose.
Fund Facts
| Fund Sponsor: | Caldwell Investment Mgmt Ltd. |
| Managed by: | Caldwell Investment Mgmt Ltd. |
| Fund Type: | MF Trust |
| Inception Date: | March 1990 |
| Asset Class: | Global Equity Balanced |
| Quartile Rank: | 1 (3YR ending June 30, 2010) |
| Total Assets: | $35.5 million |
| Mgmt Exp. Ratio (MER): | 2.75% |
| Management Fee: | 2.00% |
| Load Type: | Optional |
- Globe 5-Star Rating:
- RRSP Eligible:
- Canadian
- Min. Invest (initial):
- $500
- Subsequent:
- $100
- Min. Invest (initial RRSP):
- $500
- Subsequent RRSP:
- $100
- Closed:
- No
- Restricted:
- Yes
- Restriction:
- Not Available in PQ
Asset Allocation March 31, 2010
Bond Type March 31, 2010
Fund Geography March 31, 2010
Top Holdings as at March 31, 2010
| Symbol | Company Name | Sector | Geographic Area | Asset Type | % of Total Assets | Performance as at July 29, 2010 1 Year Performance (%) | |||
|---|---|---|---|---|---|---|---|---|---|
| - | CBOE Investment | Investment Companies and Funds | United States | Stock | 15.3 | - | | | |
| Canada Housing Trust, 3.75%, MAR/15/20 | Bond | 11.5 | - | | | ||||
| Province of Ontario, 3.15%, SEP/08/15 | Bond | 8.2 | - | | | ||||
| Canada Housing Trust, 2.20%, MAR/15/14 | Bond | 7.6 | - | | | ||||
| RY-T | Royal Bank of Canada | Banks | Canada | Stock | 6.0 | 6.02 | | | |
| BNS-T | Bank of Nova Scotia | Banks | Canada | Stock | 4.4 | 15.02 | | | |
| TD-T | TD Bank | Banks | Canada | Stock | 3.1 | 20.26 | | | |
| AEM-T | Agnico-Eagle Mines | Precious Metals | Canada | Stock | 2.7 | 0.42 | | | |
| CVS-N | CVS Caremark | Specialty Stores | United States | Stock | 2.6 | -8.9 | | | |
| SU-T | Suncor Energy | Integrated Oils | Canada | Stock | 2.1 | 1.77 | | | |
Portfolio Manager(s)
Brendan T.N. Caldwell
Caldwell Investment Mgmt Ltd.
Start Date: October, 2004
Fund Return: 4.84%
Brendan T.N. Caldwell, CFA, is President and CEO and lead Portfolio Manager for the Fund. Mr. Caldwell joined the team from a bank-controlled investment firm in 1995.
Also manages:Caldwell Exchange, Caldwell Income, Caldwell Meisels Canada
