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Fund Price: $7.48 (as at November 20, 2014)  1-day chg: $.0154 0.21%  YTD: 3.26%

Returns as at October 31, 2014

  Fund Group Avg Index*
1 Month -0.32% 0.08% -6.59%
3 Months -0.96% 0.03% -12.78%
6 Months 1.12% -0.76% -9.92%
1 Year -1.37% -4.89% 4.18%
2 Year Avg -0.77% -4.00% 3.72%
3 Year Avg -1.06% -4.69% 2.54%
4 Year Avg -2.69% -3.44% 1.99%
5 Year Avg -1.84% -1.54% 8.33%
10 Year Avg -2.45% -1.80% 6.79%
15 Year Avg - 3.36% 8.74%
20 Year Avg - 2.67% 8.05%
Since Inception -2.15% - -
 
2013 -4.48% -6.13% 7.76%
2012 0.02% -4.19% 2.46%
2011 -9.24% -3.20% -14.17%
 
3 year risk 3.63 8.75 14.00
3 year beta 0.15 0.06 1.00

*BMO Nesbitt Burns Cdn Small Cap Index

Growth of $10,000

This graph shows how a $10,000 investment in this fund would have changed in value compared with the BMO Nesbitt Burns Cdn Small Cap Index.

Risk Measures as at October 31, 2014

Best/Worst 12 months (since inception)
Best (ending Feb 10): 11.69 bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
Worst (ending Feb 09): -27.95 bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
Volatility meter (Based on 3 year standard deviation from GlobeInvestor.com)
Low VOLATILITY METER: 4 High

Fund Objectives

The fund's investment objective and mandate is to provide investors with yield as well as long-term capital gains by making debt and equity investments in a diversified porftolio of small- and medium-sized eligible businessses. The ROI Fund Balanced Series will invest in a unique and diverse portfolio of public stocks and private placements

Fund Facts

Fund Sponsor: ROI Capital
Managed by: ROI Capital
Fund Type: MF Trust
Inception Date: October 2003
Asset Class: Retail Venture Capital
Quartile Rank: 2 (3YR ending October 31, 2014)
Total Assets: $65.0 million
Mgmt Exp. Ratio (MER): 7.41%
Management Fee: 2.50%
Load Type: Back End
Globe 5-Star Rating:
RRSP Eligible:
Canadian
Min. Invest (initial):
$500
Subsequent:
$50
Min. Invest (initial RRSP):
$500
Subsequent RRSP:
$50
Closed:
No
Restricted:
Yes
Restriction:
Not Available in BC,AL,SA,MA,PQ,NB,NS,NF,PEI,YK,NWT,NUV
 
 

Asset Allocation March 31, 2013

Equity Sector Weightings March 31, 2013

Fund Geography March 31, 2013

Top Holdings as at March 31, 2013

Symbol Company Name Sector Geographic
Area
Asset
Type
% of
Total Assets
  Performance as at November 20, 2014
1 Year Performance (%)
AAPL-Q Apple Electrical & Electronic United States Stock -   58.09 bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
MSFT-Q Microsoft Computer Software & Processing United States Stock -   31.34 bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
  Sceptre Equity Growth-O Other -   - bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
XRE-T iShares S&P/TSX Capped REIT Investment Companies and Funds Canada Stock -   8.53 bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
XIU-T iShares S&P/TSX 60 Index Fund Investment Companies and Funds Canada Stock -   13.57 bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
  Michael-Angelo Other -   - bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
- Hotel 550 Wellington LP (Thompson) - Canada Stock -   - bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
  Toronto Waterfront Studios Inc. Other -   - bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
  Dundee Reit - Series K Other -   - bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)
  Dundee Reit - Series L Other -   - bar graph of the performance of this holding (negative result) bar graph of the performance of this holding (positive result)

Portfolio Manager(s)

Return on Innovation Advisors-Mgmt Team

ROI Capital

Start Date: January, 2011

Fund Return: -2.90%

Also manages:ROI Canadian Mortgage Income Fund, ROI Canadian Retirement Series A, ROI Global Retirement Series A, ROI High Inc Pvt Placement-Sr A, ROI Institutional Pvt Placement A, ROI Private Commercial MIC -Class A, ROI Private Placement Series A, ROI Strategic Private Placement A, Return on Innovation IV

View fund manager performance report

Fiera Capital - Management Team

Fiera Capital Corporation

Start Date: January, 2011

Fund Return: -2.90%

Fiera Sceptre is one of Canada�s leading independent investment management firms. It offers its diverse clientele investment strategies for fixed-income securities and equity, as well as quantitative strategies, financial engineering, and asset allocation. Fiera Sceptre is primarily owned by the firm�s principals and investment specialists and is listed on the Toronto Stock Exchange. Fiera Capital was founded in 2003 following the acquisition of a number of investment management activities from Desjardins Group. In 2005 the firm acquired Senecal Investments and YMG Capital. In 2010 Fiera Capital and Sceptre Investment Counsel merged to create a new firm called Fiera Sceptre.

Also manages:ASTRA Fiera Capital Bond, Batirente Diversified Energetic, Batirente Diversified Income, Batirente Diversified Patrimonial, Batirente-Bond MULTI, Batirente-Diversified Intrepid, Batirente-Diversified Provident, Batirente-Global Equity - Multi, Batirente-Money Market, Batirente-Treasury, CDSPI Aggressive Equ, CDSPI Bond & Mtg (Fiera Capital), CDSPI Common Stock (Fiera Capital), CDSPI Money Market (Fiera Capital), Canadian Convertibles Inc Plus, Desjardins Fn Pl F Balanced Diver, Desjardins Fn Pl F Bond, Desjardins Fn Pl F Cdn Eqty Gwth, Desjardins Fn Pl F Cdn Eqty Value, Desjardins Fn Pl F Long Term Bond, Desjardins Fn Pl F Money Market, Desjardins Fn Pl F U.S. Eq Idx Hgd, Desjardins Tactical Balanced, Fiera Capital Balanced, Fiera Capital Canadian Equity Value, Fiera Capital Global Equity, Imperial Growth Canadian Equity, National Bank Science and Tech, ROI Canadian Retirement Series A, ROI Canadian Top 20 Picks A, ROI Canadian Top 30 SmCp Picks SrC7, SocieTerra Balanced Portfolio, SocieTerra Growth Plus Portfolio, SocieTerra Secure Market Portfolio

View fund manager performance report

Wentworth, Hauser & Violich Mgmt Team

Wentworth, Hauser, & Violich

Start Date: January, 2011

Fund Return: -2.90%

Founded in San Francisco in 1937, Wentworth, Hauser and Violich (�WHV�) is one of the oldest investment management firms on the West Coast. Founding partner William Wentworth�s vision established a tradition of personalized client service and a commitment to high-quality equity and fixed income investment strategies. Over seventy years later, WHV continues upon these founding principles as we provide innovative investment management services to a diverse client base that includes institutions and individuals worldwide. WHV is headquartered in San Francisco with an office in Seattle and is a wholly-owned subsidiary of Laird Norton Investment Management, Inc.

Also manages:ROI Global Retirement Series A, ROI Global Supercycle A

View fund manager performance report