The subject who is truly loyal to the Chief Magistrate will neither advise nor submit to arbitrary measures.
The SRO of tomorrow ought to be one that serves and reflects the investment community, not just the investment business and the broader public interest
These transgressions have been the leading cause of investigations and enforcement proceedings against advisors and their dealer firms for the past five years
Many advisors have figured out that managing client relationships from home works well and wealth management technology firms offer platforms to facilitate the transition
Advisors are helping their clients determine whether it makes more sense to rent out their vacation homes south of the border or sell them altogether
Companies have produced webinars, blog posts, videos and research papers on various topics to assist and inform advisors
More stories below advertisement
Stay up-to-date on advisor news with our off-platform library of client resources
Log in to your Globe and Mail account
Please register for Globe Advisor to access all newsletters
Select the sign up button for each newsletter you would like to receive. You may select as many as you wish.
All market data (will open in new tab) is provided by Barchart Solutions. Copyright © 2020.