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Ontario Securities Commission

Latest
report on business
Ontario regulator says rule reforms not meant to stop banks selling third-party mutual funds
advisor news
Do regulators need to prioritize negligence over fraud?
the great divide
Why advisors and investors need to take growing concerns of ‘greenwashing’ seriously
report on business
Ontario joins the rest of Canada in banning mutual fund early withdrawal fees
report on business
OSC to start enforcing new rules for unregistered crypto trading platforms
report on business
Ontario’s regulatory agency finds COVID-19 pandemic impacts retail investors unevenly

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report on business
Investment-industry regulator drops plan for minor-offence program
opinion
Ontario task force falls short in its proposals to reform capital markets
Catherine McCall and Edward Waitzer
report on business
Province extends term of Ontario Securities Commission chair and CEO Grant Vingoe
report on business
Brazilian businessman Eike Batista accused of stock market manipulation in former TSX-listed companies
opinion
A strong case can be made for Ontario to support market passport system
Ian Russell
report on business
Revamped banking ombudsman could strengthen dispute resolution for customers
report on business
Ontario task force recommends sweeping overhaul for OSC
report on business
Bloomberg, Ontario securities regulator reach settlement over alleged unauthorized fixed-income trades
report on business
OSC accuses Bloomberg subsidiary of operating trading facility for investors before regulatory approval granted
report on business
Changes to regulation of syndicated mortgages in Ontario pushed to 2021

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report on business
Investor advocate group FAIR Canada gets $3.75-million pledge from Ontario Securities Commission
report on business
WeedMD grower leaked details on production expansion, Ontario Securities Commission says
opinion
Four lessons advisors have learned from the pandemic
Globe Advisor content
Brent Allen
opinion
To reinvigorate our capital markets, Ontario must act boldly
Walied Soliman
report on business
Canada must merge investment industry regulators, former OSC chairs say
report on business
Ottawa may have to require corporate boards to set diversity targets, senator says
report on business
New OSC office to focus on innovative financing tools for start-ups
advisor news
New rules for portfolio managers could redefine hiring practices at financial services firms
streetwise newsletter
Streetwise newsletter: Brookfield Property plans to whittle down its mall portfolio but sees J. C. Penney surviving the downturn
streetwise newsletter
Streetwise newsletter: Business groups applaud Ottawa’s extension of wage subsidy program
streetwise newsletter
Streetwise newsletter: Bombardier Inc.’s deal with Spirit AeroSystems cast in doubt
streetwise newsletter
Streetwise newsletter: Why Canadian stocks are performing better than you think
streetwise newsletter
Streetwise newsletter: Regulators prohibit discount brokers from selling funds with embedded advisory fees
streetwise newsletter
Streetwise newsletter: Nuvei raises target price on initial public offering amid strong demand
streetwise newsletter
Streetwise newsletter: The Shopify snub: Bay Street mostly left out again as Wall Street banks dominate $2-billion-plus underwriting roles
streetwise newsletter
Streetwise newsletter: BMO clients launch lawsuit alleging millions lost from adviser’s risky trading strategies
streetwise newsletter
Streetwise newsletter: Citigroup’s Jane Fraser to be first woman to lead a big Wall Street bank
streetwise newsletter
Streetwise newsletter: Cogeco bid is a ‘marathon, not a sprint,’ Altice CEO says
streetwise newsletter
Streetwise newsletter: Energy sector’s drill-less recovery to spawn more takeovers
advisor news
Why advisors are reconsidering investors’ appetite for risk
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