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‘I want to be like bitcoin jesus’: Court documents reveal how the Quadriga crypto scandal unfolded
Gerald Cotten, chief executive officer of Quadriga
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OSC case against Grant Sanders, ex-CEO of cannabis company Instadose Pharma, thrown out over long delay
Canada's competition watchdog is urging Ottawa to adopt an open banking framework that helps lower switching costs and boosts competition in the sector. Bank towers are shown from Bay Street in Toronto's financial district, on June 16, 2010. THE CANADIAN PRESS/Adrien Veczan
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OSC probes Emerge Canada after investment manager shut down funds
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
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OSC head Grant Vingoe plans to ‘act fast and act harder’ on enforcement matters
Ontario Securities Commission Chair and CEO Grant Vingoe, poses for a photograph, in Toronto, Monday Feb. 5, 2024. (Christopher Katsarov/The Globe and Mail)�
inside the market
Looking for direction with your RRSP? Here are my five steps to success
Gordon Pape
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OSC’s director of enforcement Jeff Kehoe to step down from securities watchdog
The new head of enforcement at the Ontario Securities Commission (OSC) Jeff Kehoe.
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Emerge Funds liquidates investments, but millions still owed by fund manager
The Bay Street financial district is shown in Toronto on Friday, August 5, 2022. THE CANADIAN PRESS/Nathan Denette
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Receiver names two more creditors owed funds by investment firm Traynor Ridge
The Bay Street Financial District is shown in Toronto on Friday, August 5, 2022. Ernst & Young LLP says the two companies, not previously linked to Traynor Ridge, are joined by Echelon Wealth Partners and Virtu Canada Corp. as creditors. EY says it cannot currently estimate the amounts the four are owed.
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Capital Markets Tribunal stays proceedings against cannabis executive over secrecy concerns
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
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Court appoints receiver to take control of Traynor Ridge
Statistics Canada is set to release its August gross domestic product report this morning. The Bay Street Financial District is shown with the Canadian flag in Toronto on Friday, August 5, 2022. THE CANADIAN PRESS/Nathan Denette
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RBC faces several multimillion-dollar fines over accounting violations
FILE PHOTO: A sign for the Royal Bank of Canada in Toronto, Ontario, Canada December 13, 2021. REUTERS/Carlos Osorio/File Photo
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Echelon places $30-million lien on assets of hedge fund Traynor Ridge
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OSC imposes trading halt on fund manager Traynor Ridge Capital after failed trades
The Ontario Securities Commission sign is seen in the regulator's Toronto office.
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Key OSC witness in Bridging Finance case alleges executives altered loan documents and kept conflicts of interest secret
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
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Ontario government balks as millions from investment scofflaws sits unspent
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
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Six Bridging Finance insiders to testify for the OSC in private lender’s alleged fraud case
David and Natasha Sharpe, of Bridging Finance Inc. are photographed in the company's downtown Toronto offices on April 11 2019. Bridging Finance provided financing for the purchase of the MV Sivulliq, a shrimp trawler.
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Regulators order Paramount fraudsters to cough up $47.2-million
Bank towers are shown from Bay Street in Toronto's financial district, on Wednesday, June 16, 2010. THE CANADIAN PRESS/Adrien Veczan
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Former Facedrive execs to pay fines after misleading news releases
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
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Emerge Canada tells investors it will wind up or sell operations after OSC order
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
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Emerge funds manager fights for its life as regulators say it’s out of money
The Bay Street sign is pictured in the heart of the financial district as people walk by in Toronto, May 22, 2008. REUTERS/Mark Blinch/File Photo
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OSC accuses former Facedrive executives of issuing misleading press releases for its contact-tracing tech
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
advisor etfs
Will Emerge ETFs’ trading halt lead to more concerns about investing with niche providers?
ETF exchange trades funds word on a blurred business newspaper
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Cannabis carnage continues as former CannTrust enters CCAA protection again, seeks liquidation
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Some investment firms not complying with conflict-of-interest rules when selling products, regulator says
The S&P TSX composite index screen at the TMX Market Centre in downtown Toronto is photographed on Friday, November 11, 2022. THE CANADIAN PRESS/ Tijana Martin
your practice
What Ontario’s self-certified investor pilot program means for advisors and investors
Colleagues are stress talking about the results report and compared with the financial information on the laptop screen.
secret canada
Ontario securities regulator denies public access to its review of bank fund selling
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
opinion
OSC needs to take accountability seriously or risk losing public confidence
Ken Kivenko and Ed Waitzer
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OSC bans five people from markets over trading prior to Amaya deals
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
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Court case against ex-CannTrust leaders should prompt OSC ’soul-searching’, experts say
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Former CannTrust officials found not guilty after trial hears from just two of 29 potential witnesses
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OSC moves to withdraw charges against former CannTrust officials accused of growing pot in unlicensed areas
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Canada’s securities watchdogs vow to regulate crypto sector more forcefully in wake of FTX’s collapse
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Ontario names Kevan Cowan as new OSC chair after Heather Zordel’s departure
advisor stocks
Why Canada’s regulatory approach to crypto should ‘encourage’ investors
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Ontario narrows list of candidates to chair the OSC
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DIY investors make worse decision when platforms ‘gamify’ trading, study says