OSC

Key OSC witness in Bridging Finance case alleges executives altered loan documents and kept conflicts of interest secret

Ontario government balks as millions from investment scofflaws sits unspent

Six Bridging Finance insiders to testify for the OSC in private lender’s alleged fraud case

Regulators order Paramount fraudsters to cough up $47.2-million

Former Facedrive execs to pay fines after misleading news releases

Emerge Canada tells investors it will wind up or sell operations after OSC order

Emerge funds manager fights for its life as regulators say it’s out of money

OSC accuses former Facedrive executives of issuing misleading press releases for its contact-tracing tech

Will Emerge ETFs’ trading halt lead to more concerns about investing with niche providers?

Cannabis carnage continues as former CannTrust enters CCAA protection again, seeks liquidation

Some investment firms not complying with conflict-of-interest rules when selling products, regulator says

What Ontario’s self-certified investor pilot program means for advisors and investors

Ontario securities regulator denies public access to its review of bank fund selling

OSC bans five people from markets over trading prior to Amaya deals

Court case against ex-CannTrust leaders should prompt OSC ’soul-searching’, experts say

Former CannTrust officials found not guilty after trial hears from just two of 29 potential witnesses

OSC moves to withdraw charges against former CannTrust officials accused of growing pot in unlicensed areas

Canada’s securities watchdogs vow to regulate crypto sector more forcefully in wake of FTX’s collapse

Ontario names Kevan Cowan as new OSC chair after Heather Zordel’s departure

Why Canada’s regulatory approach to crypto should ‘encourage’ investors

Ontario narrows list of candidates to chair the OSC

DIY investors make worse decision when platforms ‘gamify’ trading, study says

OSC accuses Cormark Securities of abusive short selling

Bridging Finance under RCMP investigation amid private lender’s collapse and $1.3-billion in expected losses

Former CEO of Canadian Cannabis Corp. agrees to six-year ban in OSC settlement

Former OSC chair says Rio Tinto deal with dissident shareholders is illegal, regulators likely to stop Turquoise Hill takeover

Cronos pays $1.34-million to settle accounting allegations with Canadian and U.S. regulators

OSC chair Heather Zordel resigns just seven months into her posting

OSC hits cannabis producer Cronos with sanctions for failing to file accurate financial statements

Crypto industry needs to better police itself, Canada’s largest securities regulator says

OSC’s new board chair was highest paid part-time commissioner last year

Ontario Securities Commission launches inquiries at multiple audit firms

Ford government’s appointment of Heather Zordel as OSC chair prompts resignations